-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLtm/ypSBFYIX+yVHoWAixAnx9iqUjLF2i0066CEciY3fm6T+0O7kfOt0lAr1VPp y6QspsoNQ1pctJKD7Tj57g== 0001176256-07-000347.txt : 20070601 0001176256-07-000347.hdr.sgml : 20070601 20070601174250 ACCESSION NUMBER: 0001176256-07-000347 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070601 DATE AS OF CHANGE: 20070601 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Opes Exploration Inc. CENTRAL INDEX KEY: 0001358652 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-82312 FILM NUMBER: 07895299 BUSINESS ADDRESS: STREET 1: 9620 WILLIAMS ROAD CITY: RICHMOND STATE: A1 ZIP: V7A 1H2 BUSINESS PHONE: 604-723-9660 MAIL ADDRESS: STREET 1: 9620 WILLIAMS ROAD CITY: RICHMOND STATE: A1 ZIP: V7A 1H2 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ralfs Ken CENTRAL INDEX KEY: 0001384979 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 604-723-9660 MAIL ADDRESS: STREET 1: 9620 WILLIAMS ROAD CITY: RICHMOND STATE: A1 ZIP: V7A 1H2 SC 13D 1 opeskralfssc13d.htm SCHEDULE 13D Filed by EDF Electronic Data Filing Inc. 604.879.9956 - Opes Exploration Inc. - Schedule 13D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.   20549


SCHEDULE 13D


Under the Securities Exchange Act of 1934

(Amendment No.   ) *



OPES EXPLORATION INC.

(Name of Issuer)



common stock, $0.001 par value per share

(Title of Class of Securities)



68372W 10 6

(CUSIP Number)



Ken Ralfs

9620 Williams Road, Richmond, British Columbia, V7A 1H2, Canada

604-420-0143

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)



June 1, 2007

(Date of Event which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box.   [   ]


Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-1(a) for other parties to whom copies are to be sent.


* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information that would alter disclosures provided in a prior cover page.


The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.



Schedule 13D

Opes Exploration Inc.

Page 2





CUSIP No

68372W 10 6

 

 

 

 

 

 

 

1.

Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only)


Ken Ralfs

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

[   ]

Not applicable

(b)

[   ]

 

3.

SEC Use Only

 

4.

Sources of Funds (See Instructions)


PF (personal funds of reporting person)

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)


[   ]

Not applicable

 

6.

Citizenship or Place of Organization


Canadian

Number of Shares Beneficially Owned by Each Reporting Person With

7.

Sole Voting Power

3,000,000

8.

Shared Voting Power

Nil

9.

Sole Dispositive Power

3,000,000

10.

Shared Dispositive Power

Nil

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person


3,000,000 shares of common stock

 

12.

Check if the Aggregate Amount in Row (11) Exceeds Certain Shares (See Instructions)


[   ]

Not applicable

 

13.

Percent of Class Represented by Amount in Row (11)


56.2%

 

14.

Type of Reporting Person (See Instructions)


IN (individual)




Schedule 13D

Opes Exploration Inc.

Page 3



Item 1.

Security and Issuer


This statement on Schedule 13D relates to the shares of common stock, $0.001 par value per share, of Opes Exploration Inc., a Nevada corporation (“Opes”).  The principal executive office of Opes is located at 9620 Williams Road, Richmond, British Columbia, V7A 1H2, Canada.


Item 2.

Identity and Background


(a)

Ken Ralfs

(b)

9620 Williams Road, Richmond, British Columbia, V7A 1H2, Canada

(c)

CEO, CFO, President, Treasurer and Corporate Secretary of Opes Exploration Inc.

(d)

During the last five years, Mr. Ralfs has not been convicted in a criminal proceeding.

(e)

During the last five years, Mr. Ralfs was not a party to a civil proceeding or a judicial or administrative body of competent jurisdiction where, as a result, of such proceeding, there was or is a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f)

Mr. Ralfs is a citizen of Canada.


Item 3.

Source and Amount of Funds or Other Consideration


Ken Ralfs has a direct beneficial interest in 3,000,000 shares of common stock of Opes.


On June 1, 2007, Mr. Ralfs agreed to purchase 1,000,000 shares of commons tock from Gordon Racette, a former director and officer of Opes.  Mr. Ralfs acquired the beneficial ownership of the 1,000,000 shares of common stock of Opes for aggregate consideration of US$100,000 pursuant to the terms and conditions of a share purchase agreement with Mr. Racette.


Item 4. Purpose of Transaction


Ken Ralfs acquired the 1,000,000 shares in Opes as a personal investment as part of an agreement reached with Mr. Racette to buy and sell the 1,000,000 shares in a private transaction.  


Depending on market conditions and other factors, Mr. Ralfs may acquire additional securities of Opes as Mr. Ralfs deems appropriate, whether in open market purchases, privately negotiated transactions, private placements with Opes or otherwise.  Mr. Ralfs also reserves the right to dispose of some or all of his shares in the open market, in privately negotiated transactions to third parties or otherwise.


As of the date of this document, Mr. Ralfs does not have any plans or proposals that relate to or would result in:


(1)

the acquisition by any person of additional securities of Opes, or the disposition of securities of Opes;


(2)

an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving Opes or any of its subsidiaries;


(3)

a sale or transfer of a material amount of assets of Opes or any of its subsidiaries;


(4)

any change in the present board of directors or management of Opes including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board, with the exception of Mr. Racette’s resignation as director and officer of Opes;


(5)

any material change in the present capitalization of dividend policy of Opes;


(6)

any other material change in Opes’  business or corporate structure;


(7)

changes in Opes’ Articles of Incorporation or other actions that may impede an acquisition of control of Opes by any person;



Schedule 13D

Opes Exploration Inc.

Page 4




(8)

a class of securities of Opes to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;


(9)

a class of equity securities of Opes becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or


(10)

any action similar to any of those enumerated above.


Item 5.  Interest in Securities of the Issuer


(a)

Ken Ralfs is the beneficial owner of 3,000,000 shares of common stock of Opes.  The shares represent an aggregate 56.2% of the issued and outstanding shares of common stock of Opes.


(b)

Ken Ralfs holds the sole power to vote and to dispose of the 3,000,000 shares of common stock of Opes.


(c)

Ken Ralfs has not effected any transaction in the common stock of Opes during the past 60 days, except as disclosed in this statement.


(d)

Not applicable.


(e)

Not applicable.


Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer


Except as disclosed in this Schedule, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among Ken Ralfs and any other person with respect to any securities of Opes, including, but not limited to, transfer or voting of any securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profit or loss, or the giving or withholding of proxies.


Item 7.  Materials to Be Filed as Exhibits.


None.

 

 

 

 

 

 

SIGNATURES



After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.




/s/ Ken Ralfs

Dated:  June 1, 2007

By:  ____________________________

Ken Ralfs




 -----END PRIVACY-ENHANCED MESSAGE-----